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Effects of higher PEEP and recruitment manoeuvres on mortality in patients with ARDS: a systematic review, meta-analysis, meta-regression and trial sequential analysis of randomized controlled trials
Intensive Care Medicine Experimental volume 8, Article number: 39 (2020)
In patients with acute respiratory distress syndrome (ARDS), lung recruitment could be maximised with the use of recruitment manoeuvres (RM) or applying a positive end-expiratory pressure (PEEP) higher than what is necessary to maintain minimal adequate oxygenation. We aimed to determine whether ventilation strategies using higher PEEP and/or RMs could decrease mortality in patients with ARDS.
We searched MEDLINE, EMBASE and CENTRAL from 1996 to December 2019, included randomized controlled trials comparing ventilation with higher PEEP and/or RMs to strategies with lower PEEP and no RMs in patients with ARDS. We computed pooled estimates with a DerSimonian-Laird mixed-effects model, assessing mortality and incidence of barotrauma, population characteristics, physiologic variables and ventilator settings. We performed a trial sequential analysis (TSA) and a meta-regression.
Excluding two studies that used tidal volume (VT) reduction as co-intervention, we included 3870 patients from 10 trials using higher PEEP alone (n = 3), combined with RMs (n = 6) or RMs alone (n = 1). We did not observe differences in mortality (relative risk, RR 0.96, 95% confidence interval, CI [0.84–1.09], p = 0.50) nor in incidence of barotrauma (RR 1.22, 95% CI [0.93–1.61], p = 0.16). In the meta-regression, the PEEP difference between intervention and control group at day 1 and the use of RMs were not associated with increased risk of barotrauma. The TSA reached the required information size for mortality (n = 2928), and the z-line surpassed the futility boundary.
At low VT, the routine use of higher PEEP and/or RMs did not reduce mortality in unselected patients with ARDS.
Despite intense research, mortality of patients with acute respiratory distress syndrome (ARDS) remains high . Respiratory support is mandatory in ARDS to maintain adequate gas exchange, but mechanical ventilation itself can contribute to further lung damage in a process referred to as ventilator-induced lung injury (VILI). The main determinants of VILI are high pressures and volumes and cyclic opening and closing of respiratory units . Development of VILI may translate into an iatrogenic component of ARDS mortality, overlapping with that due to the underlying lung condition, and can be reduced by optimising mechanical ventilation .
Ventilation settings aimed to minimise VILI are referred to as ‘protective mechanical ventilation’. However, different putative mechanisms of VILI have been targeted, and there is no unanimous consent on which ventilator settings should be considered ‘protective’ or ‘more protective’. After the encouraging results of the first trials comparing bundles of interventions such as tidal volume (VT) size reduction, positive end-expiratory pressure (PEEP) and recruitment manoeuvres (RMs) with conventional ventilation [4, 5], new debates have arisen to determine which of these parameters improved outcome. In a trial conducted by the ARDS network, both arms received the lowest PEEP/FIO2 combination necessary to achieve an acceptable oxygenation; however, the group receiving VT = 6 mL per kg of predicted body weight (PBW) resulted in lower mortality compared to 12 mL/kg .
Subsequently, the use of PEEP levels higher than those strictly required to maintain oxygenation (‘higher’ PEEP) with or without the concomitant use of RMs has been proposed in the so-called ‘open lung approach’ strategy, aimed at maximising lung recruitment during ventilation . Accordingly, the authors proposed different methods to titrate PEEP, either based on oxygenation or respiratory mechanics goals, and trials investigated whether mortality could be further reduced by applying higher PEEP on a routine basis. A recent clinical practice guideline of the American Thoracic Society, European Society of Intensive Care Medicine and Society of Critical Care Medicine advocates the use of higher PEEP in patients with moderate or severe ARDS , based on the results of an individual data meta-analysi s. However, this guideline was published before the latest trials and did not stratify studies according to the use of higher PEEP, RMs or their combination.
We conducted a systematic review and meta-analysis of RCTs comparing ventilation strategies comprising higher PEEP and/or RMs to conventional strategies with lower PEEP levels and no RMs, either used alone or in combination. We aimed to determine whether the routine use of higher PEEP and/or RMs could reduce mortality in ARDS patients. We hypothesized that the indiscriminate use of higher PEEP and/or RMs in all ARDS patients had no effect on mortality.
Data sources and searches
This review evaluated randomised trials in patients with ARDS, which investigated ventilation strategies that included higher PEEP levels and/or RMs (intervention) versus fixed PEEP or PEEP increased stepwise enough only to reach minimal oxygenation goals (control). The eTable 1 contains details on patients, interventions, comparators and outcomes.
We classified as ‘higher PEEP’ any strategy resulting in or aimed at obtaining PEEP levels higher than those achieved in the control group, in which PEEP was kept at a fixed level or increased enough only to reach minimal adequate oxygenation goals. We considered ‘RM’ any transient increase in airway pressure aimed at restoring or improving lung aeration. We searched electronically MEDLINE, EMBASE and the Cochrane Controlled Trials Registers from 1996 to July 2019 for potentially relevant studies using a focused search strategy, whose details are provided in the online supplement. Bibliography of the selected studies was inspected for potential inclusion of other trials.
Study selection, quality assessment and data extraction
A primary search was conducted by two investigators (LB and PP) who evaluated the adherence to the inclusion criteria solving discrepancies by consensus, and when consensus was not reached a third investigator was consulted (PRMR). The trials were also assessed for potential sources of bias using the Cochrane Collaboration risk of bias instrument, assessing random sequence generation and allocation concealment, blinding of participants, personnel and outcome assessors, presence of incomplete outcome data or selective reporting and other potential sources of bias. Data extraction was performed independently by two authors (VT and MM), and discrepancies were solved by consensus.
The primary outcome was mortality at 28 days, substituted when not reported by mortality at 30 days, intensive care unit (ICU) discharge, hospital discharge or at 60 days, in this sequence as available in the analysed trial. This collapsed mortality end point was recently proposed by a panel of experts of the ‘Mechanical Ventilation for ARDS Clinical Practice Guideline’ taskforce . Secondary outcomes were incidence of barotrauma, extrapulmonary complications and gas exchange and ventilation parameters. Barotrauma was defined as pneumothorax, pneumomediastinum or subcutaneous emphysema. We recorded the different definitions of extrapulmonary complications in the different included studies; however, as detailed in the results section, their heterogeneity was too high to perform a formal meta-analysis. We collected patients’ characteristics at baseline, and ventilation and blood gas analysis data at 1, 3 and 7 days, or at the closest reported time point.
We stratified the studies according to the type of intervention (higher PEEP, RMs or their combination). We further performed a pre-planned stratification only including patients with PaO2/FIO2 ≤ 200 mmHg at randomisation and a post-hoc stratification comparing studies that titrated higher PEEP based on oxygenation or respiratory mechanics goals. Outcome data for subgroups were collected where available. For three trials [11,12,13], data of this sub-group was extracted from the pooled stratum reported in an individual patient meta-analysis .
To assess whether the control groups were representative of the current practice of ventilation of ARDS patients, we compared their baseline characteristics and ventilator settings after enrolment with the median values extrapolated from the ‘Large observational study to UNderstand the Global impact of Severe Acute respiratory FailurE’ (LUNG SAFE) . Moreover, we performed a meta-regression to evaluate the influence on the effect size of the following parameters: method of setting PEEP, fraction of pulmonary ARDS at enrolment, use of recruitment manoeuvres, PaO2/FIO2 ratio at randomisation, PEEP difference between treatment and control at the time point closest to day 1.
Data synthesis and analysis
For dichotomous outcomes, we computed the relative risks (RRs) with their 95% confidence intervals (CIs). For continuous variables describing patients’ characteristics and parameters at baseline and at different time points, we computed the pooled average and standard deviation (SD) of each group and their mean difference. All estimates were calculated with a mixed-effects model using the DerSimonian-Laird method and a continuity correction constant of 0.5. Potential bias for the primary outcome was examined with a funnel plot of treatment effect versus study precision, with an Egger test for plot asymmetry. Subgroups were compared with the Cochran’s Q test, and residual heterogeneity was assessed with the I2 statistics and Q test. Comparisons between the control group and the median values reported in the LUNG SAFE study were performed with one-sampled Student’s t tests. We conducted a formal trial sequential analysis (TSA) limiting the global type I error to 5%, computing the two-sided α-spending boundaries and futility area with the O’Brien-Fleming function. This method provides conservative CI estimates for the effect size, similar to what is done in ad interim analyses in RCTs. We hypothesized a pooled mortality rate of 35% in the control arm, and we aimed to achieve 90% power (1-β) to detect a 25% relative risk reduction in the intervention arm.
All analyses were performed with R 3.2.3 and the metafor and meta packages (The R Foundation for Statistical Computing, www.r-project.org), RevMan 5.3 (Cochrane Collaboration, Copenhagen, Denmark) and TSA 0.9.5.10 (Copenhagen Trial Unit, Copenhagen, Denmark). Statistical significance was considered for two–tailed p < 0.05. The protocol had been registered in the Prospero database (CRD42017082035).
Figure 1 depicts the study inclusion flow, and Table 1 shows the description of the included studies. Overall, risk of bias was moderate-low (eFigures 1 and 2). We found six studies using higher PEEP plus RMs [11, 14,15,16,17,18], three using higher PEEP alone [12, 13, 19] and one using RMs alone . We also found two studies [4, 5] in which higher PEEP and RMs were used in conjunction with VT reduction, but we did not consider these studies in the meta-analysis since their inclusion resulted in high clinical and statistical heterogeneity (see eFigure 3).
We included 3870 patients in the meta-analysis, whose baseline characteristics are reported in Table 2. As shown in Table 3, in the intervention versus control group at days 1, 3 and 7 from randomisation, there were no differences in VT size or respiratory rate, while PEEP and PaO2/FIO2 ratio were consistently higher. Driving pressure was lower in the intervention group at days 1 and 3, but not at day 7. Plateau pressure was higher in the intervention group at days 1 and 3, but not at day 7. We did not observe differences in mortality (RR 0.96, 95% confidence interval, CI [0.84–1.09], p = 0.50, Fig. 2, funnel plot in Fig. 3) nor in incidence of barotrauma (RR 1.22, 95% CI [0.93–1.61], p = 0.16, eFigure 4) in the pooled analysis. Stratification according to the different combination of PEEP/RM intervention reduced statistical heterogeneity, but still no differences in mortality (Fig. 2) nor barotrauma (eFigure 4) were observed. Mortality at day 28 (eFigure 5), ICU discharge (eFigure 6), hospital discharge (eFigure 7) and at day 60 (eFigure 8) was not different between groups. No differences in mortality or incidence of barotrauma were observed when analysis was restricted to studies including only patients with PaO2/FIO2 below 200 mmHg at enrolment (e-Figures 9 and 10). Extrapulmonary complications, ventilator- and organ failure-free days were reported heterogeneously from a clinical and statistical point of view, and a formal meta-analysis was not feasible.
In the trial sequential analysis, the required information size of 2928 was reached, and the cumulative Z-score did not cross the alpha-spending nor the conventional 95% boundaries, meaning that significance was not reached, but entered the futility wedge (Fig. 4).
Sensitivity and post-hoc analyses
At the meta-regression analysis, no association with mortality nor barotrauma was found for PEEP titration method, percent of patients with pulmonary versus extra-pulmonary ARDS, use of RMs, PaO2/FIO2 ratio at randomisation and difference in PEEP at day 1 (p > 0.29 for all covariates, details in e-tables 2 and 3).
No differences in mortality were observed when stratifying the analysis according to whether PEEP was set based on oxygenation or respiratory mechanics targets (e-Figures 11 and 12).
Compared to the population of the LUNG SAFE study, the control group of this meta-analysis included patients ventilated with lower VT (p < 0.001), while no differences were observed in age (p = 0.36), PEEP levels (p = 0.42), plateau pressure (p = 0.53), respiratory rate (p = 0.68), FIO2 (p = 0.23), PaO2/FIO2 ratio (p = 0.44) and PaCO2 (p = 0.91).
The main finding of the present meta-analysis was that, in unselected patients with ARDS who were mechanically ventilated with protective low VT, the use of higher PEEP and/or RMs does not result in mortality reduction nor incidence of barotrauma compared to a strategy using a PEEP level aimed at achieving minimal acceptable oxygenation goals.
This meta-analysis has several strengths. First, we restricted it to trials not changing VT between groups, to avoid a relevant confounding factor. Second, we stratified the studies according to the type of co-interventions when feasible, to reduce the clinical and statistical heterogeneity. Third, we conducted a formal trial sequential analysis to assess the conclusiveness of the available evidence. Fourth, we conducted several pre-planned and post-hoc analyses including meta-regression and conventional stratification to explore for meaningful associations.
In the pooled analysis, the average PEEP was around 15 and 10 cmH2O in the intervention and control groups, respectively. The latter reflects the current practice of ventilation in ARDS patients, while VT was lower than what is currently used . As previously discussed in another systematic review, mortality improvement was only observed when PEEP increase is used in conjunction with a reduction of VT size . Regardless of the combination of PEEP/RM interventions, we did not observe any improvement in mortality when pooling data from different studies. In an individual patient meta-analysis published in 2010  including patients enrolled in three trials [11,12,13], an improvement in mortality was observed in patients with a PaO2/FIO2 ≤ 200 mmHg at randomisation. However, following these encouraging findings, all studies published thereafter only included patients with moderate to severe ARDS, without showing improvements in mortality [15,16,17, 20]. Nonetheless, a recent guideline recommends the use of higher PEEP levels in moderate to severe ARDS patients , but stresses the importance to balance between the advantages in lung recruitment and the risk of reaching elevated plateau pressures. In our pooled analysis, average plateau pressure was below 30 cmH2O in both arms; however one trial reports that, with higher PEEP, plateau pressure can transiently cross this threshold more frequently as compared to lower PEEP .
A recent study found that high driving pressure (plateau pressure minus PEEP) is strongly associated with ARDS mortality . Therefore, it has been proposed that strategies aimed at reducing driving pressure could improve mortality, but this is matter of debate . In our analysis, we observed that patients in the intervention group received significantly higher PEEP at all the analysed time points until day 7, although the magnitude of such difference decreased over time. This resulted in a reduction of driving pressure of as little as 1 cmH2O at days 1 and 3, and this difference was no longer significant at day 7. Driving pressure was proposed as a surrogate of dynamic strain; thus, its reduction through lung recruitment, achieved with higher PEEP or RMs, could be lung protective. Nevertheless, few studies described the magnitude of PEEP change resulting from the PEEP titration method, and the effect of PEEP could have been confounded by the fact that some patient received the treatment, according to the intervention arm protocol, also in case of a limited or absent response to PEEP (i.e. driving pressure reduction or oxygenation improvement). Thus, it is possible that the price paid in terms of exposure to higher static strain and barotrauma during RMs offsets the benefits of obtaining an ‘open lung’ . Moreover, it has been recently observed that in ARDS patients admitted to the intensive care unit, differently from experimental models where PEEP is set immediately after the induction of lung injury, part of the lung collapse cannot be reverted after reaching 40 cmH2O airway pressure, thus questioning the possibility of achieving an ‘open lung’ . In a single study, PEEP was titrated based on the oesophageal pressure, and this resulted in a much wider distribution of PEEP levels . However, when this strategy was compared to a higher PEEP/FIO2 table in a larger cohort, no differences in mortality were observed . We opted not to include the latter trial in the present meta-analysis because it did not fulfil the inclusion criteria, as the control group received higher PEEP, PEEP levels in the intervention and control groups were similar and the aim was to individualise rather than indiscriminately increasing the PEEP level.
In the meta-regression, the PEEP difference between intervention and control group at day 1 was not associated with increased risk of barotrauma. Moreover, in the study in which the incidence of barotrauma was the highest , PEEP difference was as low as 3 cmH2O immediately after randomisation. Some authors proposed that the increased incidence of barotrauma and the higher mortality observed in the intervention group of such study could be explained by alveolar recruitment manoeuvres, not by the PEEP difference . In that trial, the RMs were performed with an abrupt increase of PEEP to 35 cmH2O . In this line, an abrupt increase of PEEP is associated with lung inflammation in experimental ARDS  and increased postoperative pulmonary complications in obese patients . Three previous high-quality meta-analyses concluded that RMs could decrease mortality in ARDS patients, although evidence is inconclusive and of low quality [10, 30, 31]. However, none of these meta-analyses included the most recent trials [17, 18], and in only single study RMs were used without other co-interventions, with no effects on 28-days or in-hospital mortality . Moreover, as detailed in Table 1, different techniques of recruitment manoeuvres were used in the 6 studies comprising them in the intervention arm. We cannot exclude that the type of recruitment manoeuvre can influence the clinical outcome and the level of PEEP identified as ‘best PEEP’.
The trial sequential analysis showed that the optimum sample size was reached, though the high heterogeneity of techniques for setting PEEP and performing RMs across studies suggests caution before considering evidence as definitive. The generalisability of the findings of this meta-analysis could be limited by some factors: (1) we were unable to analyse patient data individually; thus, we could have missed specific sub-groups of patients in which higher PEEP and/or RMs are beneficial; (2) in most trials, ARDS criteria were only assessed at inclusion; thus, its incidence could have been over-estimated; (3) in several studies, very severe patients were excluded; (4) several secondary outcomes could not be assessed systematically and (5) the type of recruitment manoeuvre differed across trials.
The current evidence does not support the routine use of higher PEEP levels and recruitment manoeuvres in unselected patients with ARDS who are mechanically ventilated with protective low tidal volume.
Availability of data and materials
Availability of data and materials does not apply.
Acute respiratory distress syndrome
Intensive care unit
Positive end-expiratory pressure
Randomized controlled trial
Trial sequential analysis
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This article has been published as part of Intensive Care Medicine Experimental Volume 8 Supplement 1, 2020: Proceedings from the Fourth International Symposium on Acute Pulmonary Injury and Translation Research (INSPIRES IV). The full contents of the supplement are available at https://icm-experimental.springeropen.com/articles/supplements/volume-8-supplement-1.
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Ball, L., Serpa Neto, A., Trifiletti, V. et al. Effects of higher PEEP and recruitment manoeuvres on mortality in patients with ARDS: a systematic review, meta-analysis, meta-regression and trial sequential analysis of randomized controlled trials. ICMx 8 (Suppl 1), 39 (2020). https://doi.org/10.1186/s40635-020-00322-2
- Acute respiratory distress syndrome
- Positive end-expiratory pressure
- Mechanical ventilation